Edward is the Chief Compliance Officer at Geller Advisors. Edward is responsible for overseeing compliance within the organization and ensuring compliance with laws, regulatory requirements, policies and procedures. Edward leverages his extensive industry knowledge and professional experience to maintain Geller Advisors’ commitment to a strong compliance framework by identifying and documenting regulatory risks and assisting the business in developing appropriate controls. Mr. Hornstein works with other senior leaders of Geller Advisors to ensure that all policies and procedures are understood and respected by all employees. In addition, Edward is charged with monitoring business processes and operational risks, in addition to compliance obligations.
Prior to joining Geller Advisors, Mr. Hornstein was an Executive Director in the Compliance Group of the JPMorgan Private Bank. Earlier in his career, Mr. Hornstein founded an investment advisor and opportunistic long/short private hedge fund. He began his career at the law firm of Morgan Lewis, where he worked as an associate in the firm’s securities practice representing leading financial institutions, including banks, broker-dealers and investment advisers in all phases of state and federal investigations before the Securities and Exchange Commission, self-regulatory organizations and state regulators. Edward graduated with a BA and honors in Politics Philosophy and Law from Binghamton University, and earned a JD, Cum Laude, from The George Washington University Law School.
Contact Edward at: firstname.lastname@example.org